Broker Check


Some Useful Links

Useful Links

Tri-Star Group believes the investing public should have enough information to make an educated decision when choosing a broker-dealer. The following firms are owned and managed by Tri-Star Group employees but are in no way connected to Calton & Associates. For more specific information about these firms, please visit their websites. (By clicking these links, you will be leaving the Tri-Star Group website.)

Tri-Star Advisors Bill Payne is the president and co-owner of Tri-Star Advisors, Inc, a registered investment advisory firm in the state of Texas. Jon Vaughan is a co-owner.  Jonathan Swanburg and Thomas Payne are investment advisor representatives. Kelly Durham is the Chief Compliance Officer.

Parallax Investments, LLC Parallax Investments, LLC, registered in the state of Texas, is an investment advisory firm owned by John Bott.  Austin Marrs is also an investment advisor representative and Crystal McKeon serves as Chief Compliance officer.

The following companies are not owned or operated, or controlled by Tri-Star Group or Tri-Star employees:

  • Southwest Securities, Inc Southwest Securities is a clearing broker-dealer firm located in Dallas, TX. SWS acts as the clearing firm for Calton & Associates.
  • Calton & Associates, Inc Calton is a nationwide Independent broker dealer. The firm's focus on Independence is a key reason why Calton is the clear firm of choice for clients seeking the industry's premier financial professionals.

PLEASE NOTE: The information being provided is strictly as a courtesy. When you link to any of the web sites provided here, you are leaving this web site. We make no representation as to the completeness or accuracy of information provided at these web sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, web sites, information and programs made available through this web site. When you access one of these web sites, you are leaving our web site and assume total responsibility and risk for your use of the web sites you are linking to.