ABOUT US
Affiliates/Links
Tri-Star Financial believes the investing public should have enough information to make an educated decision when choosing a broker-dealer. These affiliated firms are owned and managed by Tri-Star Financial employees. For more specific information about these firms, please visit their websites. (By clicking these links, you will be leaving the Tri-Star Financial website.)
Tri-Star Advisors Bill Payne is the president and co-owner of Tri-Star Advisors, Inc, a registered investment advisory firm in the state of Texas. Jon Vaughan is a co-owner, and Marcel Theriot and Bob Toth are investment advisory representatives for the firm. Marlana Splettstosser is the Chief Compliance Officer.
Parallax Investments, LLC John Bott is the manager of Parallax Investments, LLC, an investment advisory firm registered in the state of Texas.
The following companies are not owned or operated, or controlled by Tri-Star Financial or Tri-Star employees:
- •Southwest Securities, Inc Southwest Securities is a clearing broker-dealer firm located in Dallas, TX. SWS acts as the clearing firm for Tri-Star Financial.