ABOUT US
Affiliates/Links
Tri-Star Financial believes the investing public should have enough information to make an educated decision when choosing a broker-dealer. These affiliated firms are owned and managed by Tri-Star Financial employees. For more specific information about these firms, please visit their websites. (By clicking these links, you will be leaving the Tri-Star Financial website.)
Tri-Star Advisors Bill Payne is the president and co-owner of Tri-Star Advisors, Inc, a registered investment advisory firm in the state of Texas. Jon Vaughan is a co-owner. Kelly Durham is the Chief Compliance Officer.
Parallax Capital Partners Parallax Capital Partners, registered in the state of Texas, is a hedge fund owned by John Bott. Investment advisors include Crystal McKeon and Marlana Splettosser, with Bob Falkenberg as Chief Compliance officer.
Parallax Asset ManagementParallax Asset Management, registered in the state of Texas, is an investment advisory firm owned by John Bott. Investment advisors include Crystal McKeon and Marlana Splettosser, with Bob Falkenberg as Chief Compliance officer.
The following companies are not owned or operated, or controlled by Tri-Star Financial or Tri-Star employees:
- •Southwest Securities, Inc Southwest Securities is a clearing broker-dealer firm located in Dallas, TX. SWS acts as the clearing firm for Tri-Star Financial.